The authorization process is how a regulator assesses whether the firm is ready to be an authorized firm. Hence, preparing an application for authorization with a regulator is a process of paramount importance. Our team assists you understanding the compliance set-up requirements in the UAE (including DIFC/DFSA, SCA, ADGM and Central Bank) and preparing your regulatory business plan for both simple and complex businesses. Our approach places significant importance in ensuring that our clients fully understand their options. We work closely with applicant firms to ensure their business control environment is clearly explained throughout the application process liaising with regulators on your behalf as necessary. We will advise you on regulatory expectations concerning your control environment, support you on documenting your policies and procedures and assist you with preparation for potential application interviews.